Charging Scheme


Trading Commission

Investment Channel Commission
    
Orders placed via Internet ** $10 of per order
Orders placed via Phone ** 0.25% on transaction amount (Minimum: $150 of per order) (Negotiable for accounts followed up by designated account executive)
VWAP & TWAP (via Internet) ** 0.05% on transaction amount (Minimum: $150 of per order)
VWAP & TWAP (via Phone) ** 0.25% on transaction amount (Minimum: $150 of per order)

IPO Application Fee

Items Description of Fees
   
Placing Subscription ** 300
eIPO Subscription ** 10
IPO Financing Handling Fee ** 50

Transaction Fees (Hong Kong Shares)

Items Charged by Description of Fees
   
Stamp Duty HK Government 0.1% on order consideration (Round up to the nearest dollar)
Trading Fee HKEx 0.005% on order consideration
Transaction Levy SFC 0.0027% on order consideration
Settlement Fee HKEx and Zundiao *** 0.002% on consideration *** (Minimum: HKD 2, Maximum: HKD 100)
Trading Tariff HKEx HK$ 0.5 per transaction
TSF Settlement Fee Zundiao HKD $ 0 per transaction (Negotiable for accounts followed up by designated account executive)
Inter-counter Transfer Fee HKEx HK$ 5 per transaction

Shares Deposit & Withdrawal Fees

Items Charged by Description of Fees
   
Custody Fee Zundiao Free
Physical Scrip Deposit HK Government HKD 5 stamp duty per transfer deed
Physical Scrip Withdrawal Zundiao HKD 5 per transfer deed (Minimum: HKD 30, Maximum: HKD 100)
Zundiao HKD 1.5 per board lot (Round up to the nearest board lot)
HKEx HKD 3.5 per board lot (Round up to the nearest board lot)
S.I. Securities Deposit Zundiao Free
S.I. Securities Withdrawal Zundiao HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 100)
HKEx Input fee HKD 1 per instruction
I.S.I. Securities Deposit Zundiao Securities Free
I.S.I. Securities Withdrawal Zundiao HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 100)
HKEx Input fee HKD 1 per instruction
DTDC Transfer of Shares Zundiao HKD 50 per transfer instruction
HKEx HKD 5 per transfer instruction

Fund Deposit & Withdrawal Fees

Items Description of Fees
   
Fund Deposit Free
Fund Withdrawal Free
Bank Remittance HKD 100
Returned Cheque HKD 180 per cheque plus bank charge
Stop Cheque HKD 180 per cheque plus bank charge

Securities / Contract Expiration Fees

Items Charged by Description of Fees
   
CBBC Mandatory Call / Expiry Zundiao No cash value: Free
With cash value: HKD 5 per transaction
HKEx No cash value: Free
With cash value: HKD 0.8 per board lot

Exercise Fees for Warrants

Items Charged by Description of Fees
   
Exercise of in-the-money Derivative Warrant Zundiao HKD 5 per transaction
HKEx HKD 0.8 per board lot
Exercise of Equity Warrant Zundiao HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
HKEx HKD 0.8 per board lot (Maximum: HKD 10,000)

Distribution Fees

Items Charged by Description of Fees
   
Scrip Fee HKEx HKD 1.5 per board lot (Round up to the nearest board lot)
Collection of Dividend or Cash Distribution on behalf ** Zundiao 0.5% of cash amount of dividend (Minimum: $20, Maximum: $200)
HKEx 0.12% of total dividend amount
Collection of Scrip Dividend (including Bonus Share, Warrant and Rights Issue) on behalf Zundiao HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Unclaimed Dividend or Other Entitlements Zundiao HKD 230 per transaction
HKEx HKD 200 per transaction

Corporate Action Fees

Items Charged by Description of Fees
   
Preferential Subscription including Rights Subscription and Preferential Offer ('PO') Zundiao HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
HKEx HKD 0.8 per board lot (Maximum: HKD 10,000)
Customers who apply for the PO should pay the related commission, transaction levy and settlement fee.
Share Consolidation / Subdivision Zundiao HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Acquisition / Privatization Zundiao HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
HK Government Stamp Duty 0.1% on stock value (Round up to the nearest dollar)
Reverse Consolidation / Subdivision Zundiao HKD 30 per transaction

Statement Service Fee

Items Description of Fees
   
e-Statement Free
Paper Statement HKD 50 per statement plus postage fee
Re-issue of e-Statement Within 3 month: Free, Beyond 3 month: HKD 50 per statement plus postage fee
Re-issue of Paper Statement HKD 50 per statement plus postage fee

Quotation Charges

Items Charged by Description of Fees
   
A. Real-time Basic Quote Zundiao Free
B. Market Depth Snap Shot **** (Can browse broker list and depth of price) Zundiao HKD 20 per 100 times
Zundiao HKD 30 per 200 times
Zundiao HKD 70 per 500 times
C. Streaming ***** Zundiao HKD 388 per month

Other Charges

Items Charged by Description of Fees
   
Short Selling (Compulsory Buy Back) Zundiao 0.5% on securities value on settlement day (Maximum: HKD 100,000)
HKEx 0.5% on securities value on settlement day (Maximum: HKD 100,000)
Audit Confirmation Zundiao HKD 300 per document per time
Cash Account Overdue InterestCash Account Overdue Interest Zundiao Prime rate +7% per annum

* The above commissions and service charges are for reference only. Zundiao reserves the rights to adjust without prior notice.

** Fees are charged on the basis of settlement currency.

*** Zundiao and HKEX will collect 0.001% on consideration respectively for crossed trade.

**** Market depth snap shot quotation has no time limit, while quote lasts.

***** Monthly fee is calculated from the first day of each month and the last day of each month. Less than one month is counted as one month.